If you or your loved one experienced investment losses, we are here to help. Meanwhile, sophisticated investors including institutional firms, insurance companies, and ultra-high net worth individuals have sought higher returns during growth phases and greater protection during recessionary phases by utilizing derivatives, particularly options," said James McDonald, who also serves as the firm's Chief Investment Officer. PHILADELPHIA COP WHO SHOT UNARMED BLACK MOTORIST BEGINS TRIAL. Check out what's clicking on Foxnews.com. Previously, McDonald was of counsel to Gary, Williams, Parenti, Watson & Gary, P.L.LC. Its like a freight train that cant come to an exact halt without a crash. The uncertainty around COVID-19 and risks of rising inflation were the impetus for launching the fund. James McDonald is a 25-year veteran of the investment industry and was named one of America's top 10 investment advisors by ETF.com in 2012. The potential for growth is there, but the conditions for growth are not because we are artificially providing income. For a free consultation, please call us now at 866-827-3202or complete ourcontact form. The SEC filed a civil injunctive action against James Arthur McDonald, Jr. and Hercules Investments, LLC in relation to fraudulent securities offerings. These filings are called "notice filings". Our specialization in volatility is what sets us apart because there are many funds and strategies which offer potential gains in a declining market, but as passive indexes or passive strategy, they are bound to lose money when markets are flat or rising. Mutual Fund and ETF data provided by Refinitiv Lipper. This material may not be published, broadcast, rewritten, or redistributed. - Strategies to profit from a stock market decline Subscribe to RIA Intels thrice-weekly newsletter and follow the publication on Twitter and LinkedIn. Any reference to past cases or successes made herein should not be construed as a guarantee of any future outcome. Its two and 20 (fee arrangement) ensures that our portfolio management is in alignment with the profit objectives of the client. Hercules Investments' James McDonald explains the different risk-related techniques advisors can use to keep clients comfortable with their portfolios. Lets wrap up with football. One hundred million viewers are expected to tune into Sundays Super Bowl between the defending champion Kansas City Chiefs and Tampa Bay Buccaneers. In the S&P 500, you have mega cap tech Covid winners like Microsoft, Amazon, etc. The SEC further alleges that, from February 2021 to October 2021, McDonald raised $1.5 million through the sale of equity investments in Hercules's business. To send us an e-mail, simply complete and submit the online form below. The SEC alleges that McDonald commingled the investor funds with Hercules assets and his personal assets, and used $440,000 of those funds for personal expenses, including to pay his personal credit card bills. We are partnering with Nasdaq to put Nasdaq 100 Volatility Index (VOLQ) into our portfolio in a way where investors who have realized great gains from tech can rest assured knowing that in the event of a potential market downturn, our fund will be able to sustain the impact of a declining market and should provide upside. McDonald graduated from Harvard University with a Bachelor's degree in Economics. McDonald graduated from Harvard University with a Bachelors degree in Economics. Contact our office today to discuss your case. Fair question. Fri, Feb 12. or redistributed. James McDonald Current Workplace Hercules Investments Location 633 W 5th St Ste 6770, Los Angeles, California, 90071, United States Description Read More Industry Finance General Finance Discover more about Hercules Investments James McDonald Work Experience and Education Work Experience Chief Investment Officer Vishnu Wealth Management 2017-2019 "There's a disconnect between Main Street and Wall Street, but we had to do it. And so, this is artificial. https://www.wealthmanagement.com/sites/wealthmanagement.com/files/logos/Wealth-Management-Logo-white.png. - The dangers of too much fiscal and monetary stimulus How Should HNW Investors Think About Them? Wealth Management is part of the Informa Connect Division of Informa PLC. - Why volatility as an asset class is key for 2021, Its important for investors to be prepared for stock market volatility, as the economic outlook remains fragile in 2021, McDonald said. Absolutely. In this virtual event, McDonald shares: - Why the markets are too optimistic about the Covid-19 vaccine I think we will retest the previous lows of last March before buying comes back in. Im a football player disguised as a portfolio manager. Tax Advantages Are a Selling Point for Investment in CRE. The Hercules investment team features investment professionals averaging over 20+ years of experience . In 2005 he purchased the Houston Wolverines (the Texas Wolverines today), a semi-pro football team, and played for 13 years. Thats my personal mission. He appeared as a financial expert on TV. I think we will have another risk event that pulls the market down. Market data provided by Factset. "For nearly 100 years investment firms have sought to address the average investor's goals with simplistic and inefficient mutual funds, or expensive and highly inconsistent stock picking. Ryan Thomas Gosling (born November 12, 1980) is a Canadian actor. I think all the equity markets are so overstretched that when a risk element enters the market, the selling will be violent and accelerated. WealthManagement.com Staff | Nov 05, 2020. The affidavit of service states that the summons and complaint were served on James McDonald by service to Beatriz Lima, "as person in charge of the place of business / authorized to accept service on behalf of Hercules Investments, LLC, a California limited liability company at 1718 18 Harriman Lane, #A, Redondo Beach, CA 90278." Hercules Investments has named Loreal McDonald as corporate counsel and interim chief operating officer. The PE has risen by about 50% from a year ago. Hercules Investments provides a growth option for investors who need gains and growth, but we offer an element of downside risk protection because equity markets are disconnected from what we know is GDP contraction, debt, and all the uncertainty that comes along with a mutating virus. McDonald was CEO of Hercules Investments LLC of Los Angeles and Index Strategy Advisors Inc. of Redondo Beach, and frequently appeared as an analyst on the CNBC financial TV news network,. McDonald falsely represented that investor funds would be used to expand Herculess business, lied about the firms financial condition, and failed to disclose that he had promised Hercules clients that the firm would repay earlier losses. The equity markets have behaved puzzlingly well in 2020 with the backdrop of a global pandemic and lots of uncertainty around the evolution of the coronavirus and its impact on small businesses, households, and way of life. CHICAGO JUDGE DENIES BAIL FOR ILLINOIS WOMAN WHO ALLEGEDLY PUSHED 3-YEAR-OLD NEPHEW INTO LAKE MICHIGAN. from 8 AM - 9 PM ET. Greg Bartalos (@gregorianchance) is editor of New York City-based RIA Intel. Hercules Investments won a 2020 Wealthies Award for being the top Alternative Asset Manager. A man who ran two California-based investment companies and frequently appeared as a TV financial news analyst was charged Wednesday with securities fraud for allegedly bilking clients out of millions of dollars, federal prosecutors said. [Like this article? And so, the breadth of success is extremely narrow. More on that later. And debt has spiraled over 50% higher to GDP than where we were last year this time. GESCO is a security company operating in various fields and basing on the principle of physical protection. "Robust, quant driven investment strategies are typically only available to Ultra High Net Worth individuals and families with $25 million or more to invest. And so, we had that crash and then the desire and the interest in moving back forward. To ensure the most secure and best overall experience on our website, we recommend the latest versions of, https://us02web.zoom.us/webinar/register/WN_guvDkdmgQcy4-HcSuTnb1Q, https://hercules-investments.com/hercules-public/index.html. My dream is to buy an NFL team. The gap between corporate profits and GDP, or even corporate profits and equity market prices, is wider than its ever been by a long way. The Securities and Exchange Commission today announced the filing of a civil injunctive action against James Arthur McDonald, Jr. and his SEC-registered investment adviser firm, Hercules Investments, LLC in connection with two fraudulent securities offerings. According to the complaint, McDonald also appears to have terminated his previous phone and email accounts and told one person that he planned to vanish.. James McDonald, CEO of Hercules Investments, is using equity index options to profit from an expected surge in volatility and market swings. He was direct and asked all the questions that were relevant and provided me with very thoughtful feedback and some useful contacts. Arcadia Man Charged with Securities Fraud for Stealing Client Funds and Concealing His Investment Firms Massive Financial Losses. The S&P 500 is trading at about 23 times projected forward earnings. Because bulls point to loads of liquidity, low rates, and solid earnings and guidance. Buckhead Tower, Suite 400 3399 Peachtree Rd. Environmental, Social and Governance (ESG), HVAC (Heating, Ventilation and Air-Conditioning), Machine Tools, Metalworking and Metallurgy, Aboriginal, First Nations & Native American. In late 2020, McDonald lost between $30 million and $40 million of Hercules client money after adopting "a risky short position" based on his wrong prediction that the stock market would drop. The SECs complaint charges McDonald with violating the antifraud provisions of Section 17(a) of the Securities Act of 1933, Section 10(b) of the Securities Exchange Act of 1934 and Rule 10b-5 thereunder, and Sections 206(1) and 206(2) of the Investment Advisers Act of 1940. It takes time to get back up, but we have had renewed waves of lockdowns in the fall and layoffs. Save my name, email, and website in this browser for the next time I comment. The complaint also charges McDonald with violating Section 206(4) of the Advisers Act and Rule 206(4)-8 thereunder, which prohibit certain transactions by investment advisers. Its an all-weather strategy. Global Business and Financial News, Stock Quotes, and Market Data and Analysis. With this risk in the market, many individual investors have to count on either continued paid stimulus or continued paychecks and loans for small business relief. scott@strategyvoiceassociates.com, Internet Explorer presents a security risk. So, common sense would say, what changed in one year for a 50% premium in a market that most people would agree has been propelled with no monetary policy and stimulus? los angeles, oct. 10, 2019 /prnewswire/ -- award-winning derivatives investment management executive james a. mcdonald, jr. today announced that he has launched hercules investments llc, a los angeles-based registered investment advisor.hercules applies quantitative research to design and actively manage portfolios for investors seeking maximum A frequent lecturer and conference speaker, he is a nationally-recognized expert on the topics of macroeconomics, event-driven investing, growth investing, portfolio construction, index investing, exchange-traded funds, digital currencies, and index . GESCO is a security company operating in various fields and basing on the principle of physical protection. He earned a bachelor's degree in economics from Harvard University. James McDonald, CEO and Chief Investment Officer of Hercules Investments, a Los Angeles-based Registered Investment Advisor, is hosting a virtual event, 'Preparing Investment Portfolios for a . The SEC further alleges that, from February 2021 to October 2021, McDonald raised $1.5 million through the sale of equity investments in Herculess business. 2023 Informa USA, Inc., All rights reserved, In this episode, David Armstrong, editor-in-chief at. McDonald also allegedly raised over $3.5 million for securities trades through the Index Strategy Advisors Fund and misappropriated half of the funds for personal expenses. The Sonn Law Group is currently investigating allegations surrounding James Arthur McDonald, Jr. or Hercules Investments, LLC. And what were seeing now is bull market enthusiasm and all types of signs of bubbles in asset prices. I really enjoyed speaking with you and appreciate you taking the time. Address of QUALITY servIce and relIable guarding, We are constantly workIng and developng to mprove our qualIty of servce. Vaccinating the public will not happen as quickly as most expect. And weve seen, recent examples of how the concentrated energy of small investors can make headlines. Hercules CEO, CNBC Pundit 'In Hiding' Amid Securities Fraud Charges James Arthur McDonald Jr. appears to be on the lam as he faces as much as 20 years in prison for allegedly defrauding. [USA Today]. All material subject to strictly enforced copyright laws. In a parallel action, the United States Attorney's Office for the Central District of California announced criminal charges against McDonald. First, between May 2019 and October 2021, McDonald, through his control of Index Strategy Advisors, Inc. ("ISA")-an unregistered investment adviser-solicited over $3.6 million from approximately 20 investors for ISA's index hedge fund, the ISA Fund. We had to save the economy from going off the cliff with us not being able to operate as normal," McDonald said. And I think that that will trigger selling of portfolios that have had extensive gains, particularly in the past six months. But I think that the market will rebound and potentially finish the year slightly higher. "In our view, index options are a far more efficient and low- cost way to implement growth strategies for client portfolios compared with using funds or individual stocks. Unlike hedge funds, however, a mutual fund is accessible to individual investors and their advisors in a very transparent package. Which was great for McDonald, because he apparently really muffed the market response to a Joe Biden victory over Donald Trump two years ago: He assumed that the ousting of an incompetent demagogue would tank things. And we know that this isnt how a strong economy operates. Im going to play on my own team and practice. In reality, McDonald used less than half of those funds for trading and did not engage in any trading with the funds for long stretches of time. Hercules Investments was founded by James McDonald, who previously was founder and CEO of Index Strategy Advisors. James McDonald from Hercules Investments and James Camp, Eagle Asset Management director of strategic income and managing director of fixed income, discuss the impact of the $1.9 trillion. Because in addition to unemployed, he can also now call himself whistleblower.. So, I got to root for Tom Brady because any 40-plus football player is one I admire. LOS ANGELES, Oct. 10, 2019 /PRNewswire/ -- Award-winning derivatives investment management executive James A. McDonald, Jr. today announced that he has launched Hercules Investments LLC, a Los Angeles-based Registered Investment Advisor. CHICAGO--(BUSINESS WIRE)--James McDonald, CEO and Chief Investment Officer of Hercules Investments, a Los Angeles-based Registered Investment Advisor, is hosting a virtual event, Preparing Investment Portfolios for a 2021 Stock Market Crash, on Thursday, January 14, 2021 at 3pm EST. Registered in England and Wales. This inflation will cause interest rates to rise in the medium term or long term and the necessary pullback in the markets will be a result of investors taking risk off the table. The complaint also alleges that McDonald commingled the investor funds with Herculess assets and his personal assets, and used $440,000 of those funds for personal expenses, including to pay his personal credit card bills. To be clear, you expect a risk event this year will take the Dow down to 15,000 but by year end it will finish higher than today? But stimulating growth is impossible if the economy isnt open. LOS ANGELES, Oct. 10, 2019 /PRNewswire/ -- Award-winning derivatives investment management executive James A. McDonald, Jr. today announced that he has launched Hercules Investments LLC,. Hercules Investments specializes in actively managed and systematic investment strategies to monetize investment performance from equity market volatility. All rights reserved. We want to hear from you. Covid-19 continues to spread rapidly and the vaccine rollout has been slower-than-expected, which is a worrisome combination for the economy and the stock market., The discussion will be streamed via Zoom at this link: https://us02web.zoom.us/webinar/register/WN_guvDkdmgQcy4-HcSuTnb1Q. The attorneys at ChapmanAlbin are licensed to practice law in Ohio and Michigan. In a parallel action, the United States Attorneys Office for the Central District of California announced criminal charges against McDonald. Or, you know, anywhere, really. I played semi-pro football for 12 years. 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